Timing your True Independence is seconds away....

Finding and Joining a true Strategic Partner that works for your business is among one of the most important career decisions an Advisor can make. The evolution of our industry has led most Financial Advisors to search for a firm that is poised to exceed Regulatory and Client needs by structuring the Firm to accommodate both Brokerage and Advisory platforms within one entity. At Kovack, we have listened and built a True Hybrid with all of the upcoming industry changes already accounted for with chess like approach of seeing several moves ahead. It is our pleasure to furnish this Whitepaper to our potential Advisors to read and see our Firms vision. "Reinventing the Broker/Advisor Model"

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Who
We Are

Founded in 1997 as a Full-Service, Privately Owned independent financial services firm, Kovack Securities, Inc., (KSI) is one of the industry’s leading Rep/Advisor focused broker/dealers.

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What
We Offer

At Kovack Securities, Inc., our advisors earn up to a 90% payout based on gross commissions generated from all business. In addition, those advisors who hold a Series 24 Registered Principal license and who operate their own OSJ office may receive over-rides for advisors whom they supervise.

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RIA Advisory
Services

Kovack Advisors, Inc. (“KAI”) is an SEC Registered Investment Advisor headquartered in Fort Lauderdale, Florida, with advisors located throughout the country. We provide a variety of professionally-managed fee-based account types, which are designed with the diverse needs of our many institutional and individual investors in mind.

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Your
Transition

In choosing Kovack Securities, Inc., as your Broker/Dealer our Transition Team starts working with you immediately to ensure your business and accounts transfer as quickly as possible. You will be assigned a Transition Coordinator who will be instrumental in connecting you and your Staff with Kovack Securities, Inc., and our Clearing Firms efficiently working within your time frame.

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