Our Team Leader will guide you every step of the way and your move to KSI. Along with a comprehensive list of key personnel to help with the move, a detailed transition timeline will point out the key departments involved in the process. This includes:

• The Licensing Department transfers your securities and insurance licenses quickly and efficiently.
• The Compliance Department works with you to assist in setting up your office properly. They advise and consult to help you stay within guidelines.
• The New Account Department helps you in establishing your KSI brokerage accounts.
• The Commissions Department works with you from the first day to ensure you understand the compensation structure and your commission statements.
• The Advertising Principal works with you to arrange your client announcements and to make sure your communications with the public meets FINRA and KSI Compliance requirements.
• The Trading and Operations Coordinators will provide training for you on the full-service equity, fixed income and mutual fund desks provided by our clearing firms.
• The KSI Transition Team Leader will train you and your staff on the ever changing technology our Firm provides all of our Advisors.

The following manuals are available online 24-hours a day, 365 days a year:

• KSI Transition Manual
• KSI Advertising Manual
• KSI Compliance Manual

The Transition Team Leader will provide you with support before, during and after you join KSI. You will receive one-on-one assistance from the Transition Team Leader, as well as on-going telephone training for your staff. Our Business Development Department will assist you in marketing and discounts which are available to all advisors via the "Your Practice" portion of our intranet website. Other areas your Transition Team Leader will assist with include RIA needs, stationary and ACAT's.